Authentication and Authorization: Key Concepts
In the context of security, authentication and authorization are two fundamental concepts, but they serve different purposes and work together to protect resources and systems. Let’s explore each concept in detail:
1. Authentication
Authentication is the process of verifying the identity of a user or entity (e.g., an application) attempting to access a system. The goal of authentication is to ensure that the user is who they claim to be.
Key Points:
- Who are you? Authentication answers this question.
- It involves the user providing credentials (e.g., username and password) to prove their identity.
- Once authenticated, the system trusts that the user is legitimate.
Common Authentication Methods:
-
Password-based Authentication:
- Users provide a username and password, which is compared against stored credentials to verify identity.
-
Multi-Factor Authentication (MFA):
- Requires two or more factors to verify identity:
- Something you know (e.g., password)
- Something you have (e.g., phone or security token)
- Something you are (e.g., fingerprint or facial recognition)
- Requires two or more factors to verify identity:
-
Token-based Authentication (e.g., JWT):
- After the user successfully logs in, the server generates a token (like a JWT), which the user includes in every request. The token is used to authenticate the user for future interactions, without requiring them to re-enter credentials.
-
OAuth/OpenID Connect:
- External identity providers (e.g., Google, Facebook) authenticate users, and the application trusts the identity provider’s verification.
-
Biometric Authentication:
- Uses biological traits (e.g., fingerprint, iris scan, face recognition) to authenticate a user.
Example: Login Process (Authentication)
- The user provides their username and password.
- The system checks if the credentials are correct by comparing them with the stored information.
- If the credentials match, the user is authenticated, meaning the system verifies that they are the person they claim to be.
2. Authorization
Authorization is the process of determining whether the authenticated user has permission to access specific resources or perform specific actions. It controls what the user can do after their identity has been confirmed.
Key Points:
- What are you allowed to do? Authorization answers this question.
- Authorization checks if the authenticated user has the necessary permissions to access certain resources or perform operations.
- It typically occurs after authentication.
Types of Authorization:
-
Role-Based Access Control (RBAC):
- Access is granted based on the user’s role (e.g., admin, user, guest). Each role has a predefined set of permissions.
- Example: Only users with the admin role can delete records.
-
Attribute-Based Access Control (ABAC):
- Access is granted based on attributes (e.g., the user’s department, time of access, resource ownership).
- Example: A user can access a document only if they are from the same department as the document owner.
-
OAuth Authorization:
- OAuth is a standard protocol that allows third-party applications to access user resources without revealing the user’s credentials. It involves granting access tokens to applications.
- Example: A user grants a third-party app access to their Google Drive files, but not their email.
Example: Accessing Resources (Authorization)
- After the user logs in (authentication), they attempt to access a specific resource (e.g., view a dashboard).
- The system checks if the user is authorized to access that resource based on their role, permissions, or other attributes.
- If the user has the required permissions, access is granted. Otherwise, access is denied, often with an HTTP 403 Forbidden response.
Differences Between Authentication and Authorization
Aspect | Authentication | Authorization |
---|---|---|
Definition | Verifying the identity of the user. | Determining what resources or actions the authenticated user can access. |
Purpose | Confirms who the user is. | Defines what the user is allowed to do. |
Timing | Performed first to verify identity. | Performed after authentication to enforce permissions. |
Mechanism | Usually involves credentials (password, token, etc.). | Involves role, policies, or permissions checks. |
Response on Failure | Login failed or unauthorized (HTTP 401). | Access denied or forbidden (HTTP 403). |
Example | Logging in with a username and password. | Allowing only admins to delete records. |
How Authentication and Authorization Work Together
In a typical web application, the two processes work together like this:
-
Authentication (Who are you?):
- The user logs in by providing their credentials (e.g., username/password).
- The system verifies their identity using the credentials.
-
Authorization (What are you allowed to do?):
- Once authenticated, the system checks what the user is allowed to do based on their roles, permissions, or attributes.
- If the user tries to access a protected resource, the system checks if they are authorized to do so.
Authentication and Authorization in JWT (Token-based Authentication)
In token-based systems, especially with JWT (JSON Web Tokens), authentication and authorization often work as follows:
-
Authentication:
- The user provides their credentials (e.g., username/password) to the server.
- If the credentials are valid, the server generates a JWT containing information like the user’s ID, roles, and expiration time.
- The server sends the JWT back to the client, which stores it (typically in localStorage or cookies).
- For subsequent requests, the client includes the JWT in the Authorization header:
Authorization: Bearer <JWT>
.
-
Authorization:
- When the client makes a request to access a protected resource, the server validates the JWT:
- The server checks the signature of the JWT to ensure it hasn’t been tampered with.
- The server checks the token’s claims (e.g., roles, expiration, etc.) to ensure the user has permission.
- Based on the claims (e.g., user role), the server grants or denies access to the resource.
- When the client makes a request to access a protected resource, the server validates the JWT:
Example: Authentication and Authorization Flow
Let’s assume we have a Spring Boot REST API secured by JWT:
-
Authentication:
- User logs in with their username and password.
- The API verifies the credentials and generates a JWT.
- The JWT includes information about the user’s role (e.g.,
"role": "USER"
) and is sent back to the client.
-
Authorization:
- When the user tries to access an endpoint like
/admin
, the API extracts and validates the JWT from the request. - The API checks the user’s role in the JWT claims (e.g.,
"role": "USER"
). - If the role is not ADMIN, the API denies access (HTTP 403). Otherwise, access is granted.
- When the user tries to access an endpoint like
Authentication and Authorization in OAuth2
In OAuth2, authentication and authorization are managed by a trusted authorization server (e.g., Google, Facebook). Here’s how they work:
-
Authentication:
- The user logs in with their credentials through the authorization server (e.g., Google login).
- The authorization server verifies the user’s identity and issues an access token.
-
Authorization:
- The access token is presented to the resource server (your API) to access protected resources.
- The resource server validates the access token and checks the user’s scopes and permissions.
- If the token is valid and has the correct permissions (scopes), access is granted.
Conclusion
- Authentication ensures that the user is who they claim to be, using methods like passwords, tokens, or biometric data.
- Authorization controls what the user is allowed to do based on their roles or permissions after they are authenticated.
- In modern applications, token-based systems like JWT are commonly used to handle authentication and authorization in a stateless way, especially in microservices and REST APIs.
These two concepts are critical for building secure applications, ensuring that users can safely access only the resources they are permitted to interact with.